Seaview Securities – Analytical Investment Banking for Life Sciences Companies

SELECTED IPO AND PRIVATE PLACEMENTS

$40,400,000

Preferred Stock Offering Sole Placement Agent December 2008

$28,000,000		$20,000,000

Preferred Stock Offering Sole Placement Agent March 2008		Preferred Stock Offering Sole Placement Agent November 2007

$40,165,000	undisclosed

Preferred Stock Offering Sole Placement Agent Oct. 2006	Spinout of CFD Therapeutics Inc. Financial Advisor Feb 2006

$40,000,000	$28,035,000

Private Placement Sole Placement Agent Nov 2005	Registered Direct Common Stock Offering Financial Advisor Dec. 2003

$105,000,000	$100,000,000	$75,000,000	$75,000,000	$212,000,000	$172,500,000

IPO Joint Bookrunner Jan 2008	IPO Sole Bookrunner Nov 2007	IPO & Sole Bookrunner Oct. 2007	IPO Joint Bookrunner / Sole Financial Advisor Sept 2007	IPO Joint Bookrunner Aug, 2007	IPO Co-Lead Manager May 2007
$118,000,000	$1,059,000,000	$120,000,000	$43,000,000	$41,000,000	$45,000,000

IPO & Joint Bookrunner Jan 2007	IPO & Joint Bookrunner Sept 2006	Joint Bookrunner Jan. 2002	Placement Agent Jan. 2002	PIPE Placement Agent May 2001	PIPE Placement Agent May 2001
$82,600,000	$41,300,000	$39,600,000	$56,100,000	$80,500,000	$40,300,000

Sole Bookrunner Feb. 2001	Preferred Stock Placement Agent Dec. 2000	Co-Manager Nov. 2000	Sole Bookrunner Nov. 2000	Sole Bookrunner Nov. 2000	Sole Bookrunner Aug. 2000
$15,000,000	$115,900,000	$198,700,000	$103,500,000	$257,600,000	$61,300,000

Sole Bookrunner Aug. 1997	Sole Bookrunner Aug. 2000	Co-Manager July 2000	Joint Bookrunner July 2000	Joint Lead Manager June 2000	Sole Bookrunner May 2000
$125,000,000	$189,000,000	$157,000,000	$111,900,000	$57,300,000	$1,940,000,000

Co-Manager Mar. 2000	Joint Bookrunner Mar. 2000	Sole Bookrunner Jan. 2000	Co-Manager Dec. 1999	Joint Bookrunner Nov. 1999	Co-Manager Jul. 1999
$52,500,000	$33,000,000

Co-Manager Feb. 1999	Co-Manager Feb. 1999

* Includes clients while at other firms