Seaview Securities – Analytical Investment Banking for Life Sciences Companies

SELECTED IPO AND PRIVATE PLACEMENTS

$30,000,000

Preferred Stock Offering Sole Placement Agent February 2011

$14,000,000			$40,400,000

Preferred Stock Offering Sole Placement Agent March 2009			Preferred Stock Offering Sole Placement Agent December 2008

$14,000,000			$20,000,000

Preferred Stock Offering Sole Placement Agent March 2008			Preferred Stock Offering Sole Placement Agent November 2007

$40,165,000	undisclosed

Preferred Stock Offering Sole Placement Agent Oct. 2006	Spinout of CFD Therapeutics Inc. Financial Advisor Feb 2006

$40,000,000	$28,035,000

Private Placement Sole Placement Agent Nov 2005	Registered Direct Common Stock Offering Financial Advisor Dec. 2003

$105,000,000		$100,000,000		$75,000,000		$75,000,000		$212,000,000		$172,500,000

IPO Joint Bookrunner Jan 2008		IPO Sole Bookrunner Nov 2007		IPO & Sole Bookrunner Oct. 2007		IPO Joint Bookrunner / Sole Financial Advisor Sept 2007		IPO Joint Bookrunner Aug, 2007		IPO Co-Lead Manager May 2007
$118,000,000		$1,059,000,000		$120,000,000		$43,000,000		$41,000,000		$45,000,000

IPO & Joint Bookrunner Jan 2007		IPO & Joint Bookrunner Sept 2006		Joint Bookrunner Jan. 2002		Placement Agent Jan. 2002		PIPE Placement Agent May 2001		PIPE Placement Agent May 2001
$82,600,000		$41,300,000		$39,600,000		$56,100,000		$80,500,000		$40,300,000

Sole Bookrunner Feb. 2001		Preferred Stock Placement Agent Dec. 2000		Co-Manager Nov. 2000		Sole Bookrunner Nov. 2000		Sole Bookrunner Nov. 2000		Sole Bookrunner Aug. 2000
$15,000,000		$115,900,000		$198,700,000		$103,500,000		$257,600,000		$61,300,000

Sole Bookrunner Aug. 1997		Sole Bookrunner Aug. 2000		Co-Manager July 2000		Joint Bookrunner July 2000		Joint Lead Manager June 2000		Sole Bookrunner May 2000
$125,000,000		$189,000,000		$157,000,000		$111,900,000		$57,300,000		$1,940,000,000

Co-Manager Mar. 2000		Joint Bookrunner Mar. 2000		Sole Bookrunner Jan. 2000		Co-Manager Dec. 1999		Joint Bookrunner Nov. 1999		Co-Manager Jul. 1999
$52,500,000		$33,000,000

Co-Manager Feb. 1999		Co-Manager Feb. 1999

* Includes clients while at other firms

* Member FINRA and SIPC